Compliance
Our regulatory and security standards.
Every client relationship at US-FFG runs on a documented compliance programme. This page sets out what that programme covers and where our registrations currently stand.
Registration status
- FinCEN MSB registration
- Application in progress
- SOC 2 Type II
- Audit in progress
- State privacy registration
- Pending
- CCPA/CPRA
- Applied across all processing
What our programme covers
Customer due diligence
Identity verification against government-issued documents, proof of address, source-of-funds review, and enhanced due diligence for higher-risk profiles.
Sanctions & PEP screening
Clients are screened at onboarding and re-screened on an ongoing basis against consolidated sanctions lists, PEP registers and adverse media.
Transaction monitoring
Deposits, withdrawals and on-chain movements are monitored against risk rules, with escalation to a named compliance officer.
Record keeping
Case files, screening results and staff actions are retained in an append-only audit log for the statutory retention period.
Staff controls
Staff access is role-based and assignment-scoped, protected by mandatory two-factor authentication. Every privileged action is logged.
Reporting
Suspicious activity is escalated internally and, where required, reported to the relevant authority without tipping off the subject.
Policy documents
Compliance enquiries
Regulators, exchanges and law-enforcement contacts can reach our compliance function at info@us-ffg.com or via our Washington, DC office.
Contact us